基于合规管理制度的政府监管模式探索研究

Xue-jing Wu, Hong-li Liang
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引用次数: 1

摘要

合规监管是以合规管理制度为基础的政府监管模式,即政府鼓励和引导企业进行有效的合规管理,促进企业自律、诚信经营。政府通过保留合规证据的暴露问题和证据对企业进行监管,帮助企业发现合规管理制度的漏洞,引导企业逐步完善合规管理。针对政府面临的监管挑战,本文将合规管理方法引入政府监管。引入企业合规管理,形成了外部监督与企业自律相结合的监管模式。合规管理体系为政府监管提供了技术支撑。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Exploration Research on the Model of Government Regulation Based on Compliance Management System
Compliance regulation is a model of government regulation based on compliance management system, that is government encouraging and guiding enterprises to carry out effective compliance management, promoting enterprise selfdiscipline and operation in good faith management. Government supervises enterprises through the exposed problems and evidence of retained compliance evidence, helps enterprises find the vulnerabilities of its compliance management system, and guides enterprises gradually improve its compliance management. The compliance management method was introduced into government regulation in this paper to regulatory challenges facing by the government. The supervision mode of combination the external supervision with enterprise self-discipline is formed by introduced compliance management in enterprises. The compliance management system provided the technical support for government supervision.
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