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引用次数: 3
摘要
巴塞尔银行监管委员会(Basel Committee on Banking Supervision)最新的咨询文件对其有关操作风险管理的监管建议进行了一些修改。操作风险管理指的是内部流程、人员或系统以及外部事件不充分或失败导致损失的风险。作者讨论了这些变化的含义。
Dealing with Basel II: operational risk – encouraging best practice
The latest consultation paper from the Basel Committee on Banking Supervision makes some changes to its regulatory proposals for operational risk management – the risk of losses resulting from inadequate or failed internal processes, people or systems and external events. The author discusses the implications of these changes.
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