极权国家中的民族关系。苏联占领下的中东欧案例(1939-1941)——方法论问题和研究议程

M. Wierzbicki
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摘要

本文的目的是以1939-1941年苏联占领下的中欧和东欧为例,介绍极权国家中民族关系问题研究的具体性质。为了实现这一目标,对该主题的文献(英语和波兰语)以及研究人员遇到的最重要的方法问题进行了审查。还概述了研究方案,并提出了一项概念化建议,其形式是表明上述问题的主要方面,包括苏联在1939-1941年占领的特殊性,该地区的社会和种族关系,以及苏联的民族政策。提出了几种研究方法和假设,以及可以促进研究这一复杂和有争议的主题的观点和理论方法,例如,研究的跨学科性质,自下而上形成人口政治态度的方法(所谓的“自下而上”方法),极权主义国家理论的应用,以及不同的种族理论。因此,考虑到历史进程的跨国特征以及进行微观历史分析和案例研究的必要性,一个关于苏联统治下中欧和东欧(1939-1941)种族关系比较研究的跨学科方案被概述出来,这些分析和案例研究将能够捕捉到种族关系的多样性,并验证苏联中央当局政策的有效性。文章认为,似乎很明显,只有在历史和理论背景下考虑所分析问题的特殊性,采取比较和跨国的方法,从微观历史和日常生活的角度出发,突出促进民族关系变化的最重要的社会因素,才能正确把握问题的特殊性。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Nationalities relations in a totalitarian state. The case of East Central Europe under Soviet occupation (1939-1941) – methodological issues and a research agenda
The aim of the article is to present the specific nature of research on the issues of national relations in a totalitarian state based on the example of the lands of Central and Eastern Europe under the Soviet occupation from 1939-1941. In order to achieve this, the literature on the subject (in English and Polish) was reviewed as well as the most important methodological problems encountered by researchers. The research program was also outlined, along with a proposal for their conceptualization in the form of signalling the main aspects of the above-mentioned issues, including the specificity of the Soviet occupation of 1939-1941, social and ethnic relations in this area, and the Soviet nationalities policy. Several research methods and postulates were proposed, as well as perspectives and theoretical approaches that could facilitate the study of this complex and controversial subject, e.g., the interdisciplinary nature of research, methods of bottom-up formation of political attitudes of the population (the so-called “bottom-up” method), application of theories of the totalitarian state, and different theories of ethnicity. As a result, an interdisciplinary program of comparative studies of ethnic relations in Central and Eastern Europe under Soviet rule (1939-1941) was outlined, taking into account the transnational character of historical processes and the need to conduct micro historic analyses and case studies that would allow capturing of the diversity of ethnic relations and verify the effectiveness of the policy of the central Soviet authorities. The article argues that it seems obvious that the specificity of the analysed problematics can be properly grasped only by consideration it in the historical and theoretical context, adopting a comparative and transnational approach, from a micro-historical as well as everyday-life perspective that highlights the most important social factors which facilitated changes in interethnic relations.
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