Development of a Framework for Risk-Based Integrated Safety Audit to Enhance Construction Safety Performance

Danang B. Nugroho, Yusuf Latief, Mochamad A. Wibowo, R. Arifuddin, Fatma Lestari, M. N. Akram
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Abstract

Presently, there is a notable surge in infrastructure development, leading to a heightened occurrence of accidents within the construction sector. This trend has positioned the construction industry as one of the most accident-prone areas compared to other sectors. This suggests that the current construction safety audit procedures have not proven effective in preventing accidents. Typically, audits are conducted primarily during the construction phase, with infrequent assessments during the design phase. According to the Szymberski theory, actions taken during the design phase significantly influence the occurrence of accidents more than those taken during construction. Previous research has discussed a lot about safety management systems. However, it has not discussed how to assure the quality of its implementation. Considering this, the research aims to (a) identify the processes, elements, activities, sub-elements, objectives, criteria, and risks associated with construction safety audits and (b) formulate an integrated, risk-based audit process covering both the design and construction phases. This qualitative research employed the Delphi method to gather insights from construction safety experts, and the developed audit process utilized a risk management approach. The resulting audit process integrates principles from ISO 19011:2018 and Regulation of the Minister of Public Works and Housing Number 10 of 2021. The findings revealed 34 activities in audit program management, 34 activities in audit implementation, and 32 sub-elements in audit criteria. These components are incorporated into a comprehensive construction safety audit framework, organizing audit processes, activities, and criteria. This framework underscores that improving construction safety performance is not solely confined to the construction phase but extends to the design phase as well. The audit results serve as a foundation for continuous improvement, aiding in enhancing safety performance and preventing accidents within the construction industry. Doi: 10.28991/CEJ-2024-010-03-08 Full Text: PDF
制定基于风险的综合安全审计框架,提高施工安全绩效
目前,基础设施建设明显激增,导致建筑行业事故频发。与其他行业相比,这一趋势使建筑行业成为事故高发领域之一。这表明,目前的建筑安全审计程序在预防事故方面并不有效。通常情况下,审计主要在施工阶段进行,在设计阶段很少进行评估。根据 Szymberski 理论,在设计阶段采取的行动比施工阶段采取的行动对事故发生的影响更大。以往的研究对安全管理系统进行了大量讨论。然而,却没有讨论如何确保其实施质量。考虑到这一点,本研究旨在:(a)确定与施工安全审计相关的流程、要素、活动、子要素、目标、标准和风险;(b)制定一个综合的、基于风险的审计流程,涵盖设计和施工两个阶段。这项定性研究采用德尔菲法收集建筑安全专家的意见,制定的审计流程采用风险管理方法。由此产生的审核流程整合了 ISO 19011:2018 和公共工程与住房部 2021 年第 10 号条例中的原则。调查结果揭示了审核计划管理中的 34 项活动、审核实施中的 34 项活动以及审核标准中的 32 个子要素。这些组成部分被纳入了一个全面的建筑安全审计框架,对审计流程、活动和标准进行了组织。该框架强调,提高施工安全绩效不仅限于施工阶段,还包括设计阶段。审计结果是持续改进的基础,有助于提高建筑业的安全绩效和预防事故。Doi: 10.28991/CEJ-2024-010-03-08 全文:PDF
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