Capacity Analysis and Rate Maximization Design in RIS-Aided Uplink Multi-User MIMO

Abstract

Reconfigurable intelligent surface (RIS) has recently drawn intensive attention due to its potential of simultaneously realizing high spectral and energy efficiency in a sustainable way. This paper focuses on the design of efficient transmission methods to maximize the uplink sum throughput in a RIS-aided multi-user multi-input multi-output (MU-MIMO) system. To provide an insightful basis, the channel capacity of RIS-aided MU-MIMO is theoretically analyzed. Then, the conventional transmission schemes based on orthogonal multiple access are presented as the baseline. From the information-theoretic perspective, we propose two novel schemes, i.e., joint transmission based on the semidefinite relaxation of quadratic optimization problems and opportunistic transmission relying on the best user selection. The superiority of the proposed schemes over the conventional ones in terms of achievable rates is justified through simulation results.