All the Sovereign's Agents: The Constitutional Credentials of Administration

Katharine Jackson
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引用次数: 1

Abstract

At a time when citizens must rely on administration to tackle the urgent threats of global warming, a pandemic, and destabilizing inequality, critics both left and right would tear it down.

Libertarian opponents denounce agency discretion as obnoxious to the rule of law and its norms of generality and neutrality. They argue that regulatory agencies violate the separation of powers and defy the principle of limited government. But their favored solution, a strict application of the non-delegation doctrine, would create a new, undemocratic separation of powers problem: ascribing to unelected judges responsibility for economic and social regulation.

On the other hand, conservatives with a more authoritarian inflection would rescue agencies from their constitutional exile by placing them under more direct executive control. Bootstrapping agencies to the president’s electoral credentials, their solution carries Schmittian implications.

Administration fares little better in the hands of the left. They blame it for a variety of ailments: the reification of social differences and the juridification of human nature; regulatory capture; depoliticization of the economy and the subsidization of financial capitalism; and, ultimately, populist politics.

This paper will put administration on firm constitutional footing. It argues that critiques of the administrative state rely upon mistaken notions of popular sovereignty and the rule of law. First, they posit the law as the “will” of an organ-body democratic sovereign that is transcribed (however ham-handedly) by elected officials. Yet, as recent theory shows, there is no exogenous democratic will to transcribe. Second, they posit that this law can be uncontroversially applied by neutral judges and administrators. For them, the rule of law protects political equality through the unwavering application of abstract, general legislation. Critical theorists show, however, that the application of abstract law to concrete cases may only exacerbate inequality. Legal realists demonstrate that law is underdeterminate; unelected judges and administrators will inevitably find themselves smuggling outside values into their decision-making.

By treating administration as part of representative government, however, agencies can gain constitutional credentials. If democracy aspires not to universal consent and a formalist understanding of law, but instead to democratic autonomy (Urbinati & Warren, 2008), then administration can be legitimate. Indeed, agencies already serve as fora for representative politics as citizens organize around rulemaking. They also act as representatives themselves. By providing points of entry into policymaking, independent agencies help constitutional democracies ensure that power can respond effectively to popular demands while always remaining an empty place.
所有君主的代理人:行政的宪法证书
当公民必须依靠政府来应对全球变暖、流行病和不稳定的不平等等紧迫威胁时,左翼和右翼的批评者都将抨击它。自由意志主义者的反对者谴责机构自由裁量权是对法治及其普遍性和中立性准则的厌恶。他们认为,监管机构违反了权力分立,违背了有限政府的原则。但他们青睐的解决方案是严格应用非授权原则,这将产生一个新的、不民主的三权分立问题:将经济和社会监管的责任归咎于未经选举的法官。另一方面,具有更专制倾向的保守派会通过将机构置于更直接的行政控制之下,将它们从宪法的放逐中拯救出来。他们的解决方案带有施密特式的含义,即为总统的选举资格提供帮助。政府在左派手中的表现也好不到哪里去。他们指责它造成了各种各样的疾病:社会差异的具体化和人性的正当化;监管捕获;经济的去政治化和金融资本主义的补贴;最终是民粹主义政治。本文将把行政管理置于牢固的宪法基础之上。它认为,对行政国家的批评依赖于对人民主权和法治的错误观念。首先,他们假定法律是民主主权的“意志”,由民选官员(无论多么笨拙)抄录。然而,正如最近的理论所表明的那样,不存在外生的民主意愿。第二,他们假定中立的法官和行政人员可以毫无争议地适用这项法律。对他们来说,法治通过毫不动摇地应用抽象的一般立法来保护政治平等。然而,批判理论家指出,将抽象法律应用于具体案件可能只会加剧不平等。法律现实主义者证明法律是不确定的;非选举产生的法官和行政人员将不可避免地发现自己在决策过程中掺入了外界的价值观。然而,通过将行政视为代议制政府的一部分,机构可以获得宪法证书。如果民主追求的不是普遍同意和对法律的形式主义理解,而是民主自治(乌尔比纳提& &;Warren, 2008),那么行政管理就可以是合法的。事实上,随着公民围绕规则制定组织起来,机构已经成为代议制政治的论坛。他们自己也是代表。通过提供参与决策的切入点,独立机构帮助宪政民主国家确保权力能够有效地回应民众的要求,同时始终保持空白。
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