Aiding and Abetting

M. J. Ventura
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Abstract

Aiding and abetting as a mode of liability in international criminal law generally refers to acts or omissions that assist, encourage or lend moral support to a crime and substantially contribute to its commission (actus reus). Further, a person must act, or omit to act, with the knowledge that he or she assists, encourages or lends moral support to the crime (mens rea). While aiding and abetting has been applied to numerous factual scenarios over the years, it has, of late, been the source of significant controversy in international criminal law. As a result, it is perhaps one of the most scrutinised and debated modes of liability in recent times. After distinguishing aiding and abetting from other modes of liability, discussing its scope of application and its generally accepted elements, this chapter identifies and analyses 11 issues that have emerged from the case law of the ad hoc and hybrid international criminal tribunals and from the International Criminal Court (ICC): (i) specific direction and the actus reus; (ii) the definition of the substantial contribution/effect actus reus element; (iii) the actus reus threshold at the ICC; (iv) purposive mens rea at the ICC; (v) knowledge vs. purpose and the mens rea; (vi) recklessness and the mens rea; (vii) the commission of a crime at the ICC; (viii) pior agreement and ex post facto aiding and abetting; (ix) criminal law duty to act and aiding and abetting by omission; (x) complicity in genocide vs. aiding and abetting genocide; and (xi) encouragement or moral support and the principal perpetrators. An overall assessment of aiding and abetting, its status under international criminal law, evidentiary factors and conclusive principles follow.
协助及教唆
在国际刑法中,协助和教唆作为一种责任方式,一般是指协助、鼓励或向犯罪提供道义支持并大大促进其实施的行为或不行为(既为行为)。此外,一个人必须在知道他或她协助、鼓励或为犯罪提供道义支持的情况下采取行动或不采取行动(犯罪原罪)。虽然多年来协助和教唆罪已适用于许多实际情况,但最近它已成为国际刑法中重大争议的根源。因此,它可能是近年来最受审视和争论的责任模式之一。在区分了协助和教唆与其他责任模式,讨论了其适用范围及其被普遍接受的要件之后,本章确定并分析了特设和混合国际刑事法庭以及国际刑事法院判例法中出现的11个问题:(1)具体指示和事实依据;(ii)实质贡献/实为事实要件的定义;(iii)国际商会的既为行为门槛;(iv)在国际刑事法院的故意行为;(五)知识与目的、手段;(六)鲁莽行为和犯罪行为;(七)在国际刑事法院实施犯罪;(八)事先协议和事后协助、教唆;(九)不作为、协助、教唆的刑法义务;(x)共谋灭绝种族与协助和教唆灭绝种族;(十一)鼓励或道义上支持主犯。以下是对协助和教唆罪、其在国际刑法中的地位、证据因素和结论性原则的全面评估。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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